Referral Partners

Become a Strategic Referral Partner (Promoter) with Fiduciary Capital Management LLC

Fiduciary Capital Management LLC is a registered investment adviser seeking to expand its network of professional referral partners. We are inviting qualified individuals and firms to explore becoming a compensated Promoter under the SEC’s Marketing Rule.

Who We Are

Fiduciary Capital Management LLC provides fiduciary investment advisory and financial planning services to individuals, families, and business owners. We are committed to acting in the best interests of our clients at all times.

Promoter Opportunity

Qualified Promoters may receive compensation for introducing prospective advisory clients to Fiduciary Capital Management LLC, subject to:

  • Compliance with Rule 206(4)-1 under the Investment Advisers Act of 1940
  • A written Promoter Agreement
  • Required written disclosure to prospective clients
  • Oversight and supervision by our Chief Compliance Officer

Compensation may be structured as:

  • A percentage of advisory fees actually received by the firm, or
  • A fixed referral fee arrangement, as permitted by law and fully disclosed

Ideal Promoter Candidates

  • Certified Public Accountants (CPAs)
  • Estate planning attorneys
  • Insurance professionals
  • Business consultants
  • Retirement plan specialists
  • Other trusted centers of influence

Compliance Requirements

Promoters must:

  • Deliver required compensation disclosures to referred persons
  • Refrain from providing investment advice unless separately licensed
  • Avoid performance guarantees or misleading statements
  • Participate in compliance training and supervision
  • Submit marketing communications for pre-approval when required

All compensation arrangements are subject to regulatory eligibility review and formal approval by Fiduciary Capital Management LLC.

For inquiries, please contact: Compliance@FiduciaryCM.com

Fiduciary Capital Management LLC


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The information provided by the Fiduciary Capital Management LLC, (“FCM” or “Fiduciary CM”) website is for educational and informational purposes only and is not intended as tax, legal, or investment advice. You should consult with a qualified legal or tax professional regarding your individual circumstances. The opinions expressed are those of the author and are subject to change without notice. This material should not be considered a solicitation for the purchase or sale of any security. We take protecting your personal information and privacy seriously. In accordance with the California Consumer Privacy Act (CCPA), California residents may exercistheir privacy rights by visiting this link. Advisory services are offered through Fiduciary Capital Management,LLC (“FCM”) a registered investment adviser. Insurance products are offered through independent insurance agencies, not affialted with FCM. Copyright © Fiduciary Capital Management LLC 2026. All rights reserved.