Two Open Positions:

  • Compliance Officer (100% Remote): Please email your CV with CRD number to compliance@FiduciaryCM.com
  • Investment Advisor (100% Remote): See below details.

Build Your Practice. Keep Your Independence. Become a Partner.

Fiduciary Capital Management LLC is an SEC-registered investment adviser built for experienced advisors who want more than a payout grid — advisors who want ownership, alignment, and long-term enterprise value.

We are selectively expanding and seeking experienced Investment Adviser Representatives (IARs) who are ready to operate within a professional fiduciary platform designed to support growth without sacrificing independence.

Who We Are Looking For

  • Experienced Investment Adviser Representatives
  • Advisors with strong ethics and client retention history
  • Professionals seeking independence within a structured fiduciary framework
  • Advisors transitioning from wirehouse, broker-dealer, or traditional RIA environments
  • Professionals focused on long-term practice value creation

Our Difference

Fiduciary CM is built around advisers — not production quotas.
We believe advisors should control client relationships, practice design, and growth trajectory while operating within a disciplined, compliant fiduciary environment.

Confidential Conversations

All discussions are strictly confidential and exploratory.
We welcome private conversations with advisors evaluating their next long-term professional home.

Position Overview

The Investment Advisor will be responsible for:

  • Acquiring and building new client relationships
  • Providing investment advisory services
  • Delivering financial and/or retirement planning
  • Managing advisory client portfolios
  • Retaining and servicing client relationships

You may maintain and retain all insurance production outside of your advisory role.

Licensing Requirements

  • Series 65 (or willingness to obtain within 60 days)
  • Waived for CFP® or CFA® designees

Compensation & Flexibility

  • 90% payout on all advisory business
  • 100% payout on all insurance production
    • Your choice of IMOs and/or insurance carriers
  • No minimum production requirements
  • No AUM minimums

Fee Flexibility:

Advisors may structure compensation as either asset-based fees or flat-fee arrangements.

To Apply:

Please forward your resume or CV to: compliance@fiduciarycm.com

Principals only. Recruiters, please do not contact us.

Fiduciary Capital Management LLC


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The information provided by the Fiduciary Capital Management LLC, (“FCM” or “Fiduciary CM”) website is for educational and informational purposes only and is not intended as tax, legal, or investment advice. You should consult with a qualified legal or tax professional regarding your individual circumstances. The opinions expressed are those of the author and are subject to change without notice. This material should not be considered a solicitation for the purchase or sale of any security. We take protecting your personal information and privacy seriously. In accordance with the California Consumer Privacy Act (CCPA), California residents may exercistheir privacy rights by visiting this link. Advisory services are offered through Fiduciary Capital Management,LLC (“FCM”) a registered investment adviser. Insurance products are offered through independent insurance agencies, not affialted with FCM. Copyright © Fiduciary Capital Management LLC 2026. All rights reserved.