Build your practice. Keep your independence.
Fiduciary Capital Management LLC is selectively expanding its nationwide professional platform for experienced Investment Adviser Representatives, independent insurance professionals and Strategic Consultants seeking a disciplined fiduciary environment.
More than a payout grid.
Fiduciary CM® is an independent, SEC-registered investment adviser designed for professionals who want to build long-term practice value while maintaining control over their client relationships and business development.
We believe advisers should have flexibility in how they serve clients, structure their practices and develop their professional identities, while operating within a disciplined fiduciary and compliance framework.
Our goal is to provide the infrastructure, professional guidance and operational support needed to help qualified professionals grow responsibly without imposing traditional production quotas.
Choose the affiliation path that fits your practice.
Each professional role has a separate scope, licensing structure and written agreement. Eligibility is reviewed individually by Fiduciary CM® Compliance.
Investment Adviser Representative
For qualified professionals who want to provide investment advisory, portfolio-management and financial-planning services through the Fiduciary CM® platform.
- Remote professional opportunity
- 90% advisory payout
- No minimum production requirement
- No minimum assets-under-management requirement
- Asset-based and flat-fee flexibility
Independent Insurance Professional
For insurance professionals seeking to maintain their independent insurance business while accessing broader planning, referral or future advisory opportunities.
- Maintain independent insurance production
- 100% insurance payout
- Choice of IMOs and insurance carriers
- Business-development resources
- Potential pathway toward an IAR role
Strategic Consultant
For qualified professionals and centers of influence who want to make compliant introductions without personally providing investment-advisory services.
- Professional referral relationship
- Written agreement and defined role
- Compliance training and oversight
- Disclosed referral compensation
- No advisory authority unless separately licensed
Build and serve your practice within a fiduciary platform.
Fiduciary CM® is selectively seeking experienced advisers and qualified professionals who value independence, ethical conduct, client retention and long-term practice development.
Position responsibilities
Depending on experience, licensing, client needs and the scope of the engagement, an Investment Adviser Representative may be responsible for:
- Developing and building advisory client relationships
- Providing investment-advisory services
- Delivering financial or retirement planning
- Managing or supporting advisory client portfolios
- Conducting client reviews and ongoing communication
- Retaining and servicing client relationships
- Following firm compliance and supervisory procedures
Practice flexibility
The platform is intended to support advisers who want flexibility while meeting professional, fiduciary and regulatory responsibilities.
- Operate remotely within approved jurisdictions
- Develop your own professional market and client base
- Use asset-based or approved flat-fee arrangements
- Maintain eligible independent insurance production
- Work with available custodial and portfolio resources
- Access practice-development and professional support
- Build long-term value in your client relationships
A straightforward independent-adviser structure.
Fiduciary CM® is designed to support advisers at different stages of practice development without imposing minimum production or assets-under-management requirements.
Compensation and eligibility remain subject to the applicable agreement, client fee arrangements, regulatory requirements and firm approval.
Advisory Payout
Ninety percent payout on eligible advisory business under the applicable Investment Adviser Representative agreement.
Insurance Payout
Retain eligible insurance production through independent insurance arrangements and approved carriers or IMOs.
Production Minimum
No minimum production requirement for maintaining an approved affiliation with the firm.
AUM Minimum
No minimum assets-under-management threshold for qualified professionals developing an advisory practice.
Support designed to help you serve clients and build responsibly.
Available resources depend on role, jurisdiction, experience and the needs of the professional’s practice.
Compliance & Supervision
Policies, marketing review, required disclosures, professional guidance and supervisory support for approved advisory activity.
Custodial Resources
Access to approved custodial and investment platforms based on the professional’s practice model and client requirements.
Portfolio Support
Access to investment research, portfolio resources and available portfolio-management relationships.
Financial Planning
Resources for retirement planning, income analysis, risk management and broader financial-planning conversations.
Practice Development
Educational materials, client-meeting concepts, professional training and compliant business-development resources.
Professional Identity
A personal Fiduciary CM® web page, professional profile and approved marketing support for qualified affiliated professionals.
Experienced professionals committed to clients and ethical growth.
Fiduciary CM® seeks individuals who want professional independence but also understand the importance of fiduciary duty, compliance, communication and consistent client service.
- Experienced Investment Adviser Representatives
- Advisers with strong ethics and client-retention histories
- Professionals transitioning from broker-dealers or wirehouses
- Advisers leaving traditional or restrictive RIA environments
- Insurance professionals pursuing broader advisory capabilities
- Professionals focused on long-term practice development
- Individuals comfortable operating in a remote environment
The appropriate path depends on the professional role.
Fiduciary CM® Compliance reviews licensing, examination, waiver and registration requirements based on the individual’s role, credentials, location and intended activities.
Experienced IARs
Existing Investment Adviser Representatives are reviewed for registration history, qualifications, regulatory disclosures and applicable state or federal requirements.
Series 65 Candidates
Qualified professionals may be considered while preparing for the Series 65 examination, subject to an agreed testing and registration timeline.
Waivers & Other Qualifications
Certain professional designations or securities qualifications may satisfy examination requirements where an applicable jurisdiction permits a waiver.
A professional review from introduction through approval.
No advisory, insurance or referral activity may be conducted on behalf of Fiduciary CM® until the appropriate agreement, registration and written approvals are complete.
Confidential Discussion
Discuss your background, current practice, goals and preferred professional path.
Resume & Background
Provide a resume or CV and requested regulatory, licensing and business information.
Practice Review
Review your clients, business model, services, jurisdictions and anticipated transition needs.
Agreements & Registration
Complete the applicable agreement, disclosures, registration filings and compliance requirements.
Onboarding
Complete training, technology access, professional setup and written authorization to begin approved activities.
Explore your options privately.
We understand that advisers and financial professionals often need to evaluate a possible transition before discussing it with their current firm, clients or colleagues.
Initial discussions with Fiduciary CM® are exploratory and handled discreetly. A conversation does not obligate either party to move forward.
Consider your next long-term professional home.
Schedule a confidential conversation with Paul McIntyre or send your resume or CV to Fiduciary CM® Compliance for consideration.
Fiduciary Capital Management LLC is registered with the U.S. Securities and Exchange Commission as an investment adviser. Registration does not imply a particular level of skill or training.
Professional opportunities, compensation, licensing, registration, insurance activities and affiliation terms are subject to the applicable written agreements, regulatory requirements, background review and formal approval by Fiduciary Capital Management LLC. Information presented on this page is a general description and does not constitute an employment offer, guarantee of affiliation or guarantee of compensation.
Investment Adviser Representatives are generally independent contractors unless otherwise agreed in writing. Insurance products are offered through appropriately licensed independent insurance agencies and are not offered through Fiduciary Capital Management LLC. Strategic Consultants and referral partners are not authorized to provide investment advice unless separately qualified, registered and approved to act in that capacity.
Principals only. Recruiters and employment agencies should not contact the firm regarding these opportunities.