Build Your Practice.
Keep Your Independence.
Fiduciary Capital Management LLC is selectively expanding its nationwide professional platform for experienced Investment Adviser Representatives, independent insurance professionals and Strategic Consultants seeking a disciplined fiduciary environment.
Watch Our 10-Minute Recruiting Overview
Learn how Fiduciary CM® supports independent financial professionals with compliance resources, financial-planning capabilities, technology and practice-development support.
Practice Independence
Build your business without production or AUM minimums.
Remote Platform
Operate through a flexible nationwide professional structure.
Compliance Support
Supervision, marketing review and professional guidance.
Professional Partnership
Direct access to experienced leadership and adviser resources.
More Than a Payout Grid.
Fiduciary CM® is an independent, SEC-registered investment adviser designed for professionals who want to build long-term practice value while maintaining control over their client relationships and business development.
We believe advisers should have flexibility in how they serve clients, structure their practices and develop their professional identities while operating within a disciplined fiduciary and compliance framework.
Our goal is to provide the infrastructure, professional guidance and operational support needed to help qualified professionals grow responsibly without imposing traditional production quotas.
In Business for Yourself—but Not by Yourself.
Maintain your entrepreneurial independence while gaining access to advisory infrastructure, compliance oversight, technology, professional resources and an experienced network.
Choose the Affiliation Path That Fits Your Practice.
Each professional role has a separate scope, licensing structure and written agreement. Eligibility is reviewed individually by Fiduciary CM® Compliance.
Investment Adviser Representative
For qualified professionals who want to provide investment advisory, portfolio-management and financial-planning services through the Fiduciary CM® platform.
- Remote professional opportunity
- 90% advisory payout
- No minimum production requirement
- No minimum assets-under-management requirement
- Asset-based and flat-fee flexibility
Independent Insurance Professional
For insurance professionals seeking to maintain their independent insurance business while accessing broader planning, referral or future advisory opportunities.
- Maintain independent insurance production
- 100% eligible insurance payout
- Choice of IMOs and insurance carriers
- Business-development resources
- Potential pathway toward an IAR role
Strategic Consultant
For qualified professionals and centers of influence who want to make compliant introductions without personally providing investment-advisory services.
- Professional referral relationship
- Written agreement and defined role
- Compliance training and oversight
- Disclosed referral compensation
- No advisory authority unless separately licensed
Build and Serve Your Practice Within a Fiduciary Platform.
Fiduciary CM® is selectively seeking experienced advisers and qualified professionals who value independence, ethical conduct, client retention and long-term practice development.
Position Responsibilities
- Develop and build advisory client relationships
- Provide investment-advisory services
- Deliver financial or retirement planning
- Manage or support advisory client portfolios
- Conduct client reviews and ongoing communication
- Retain and service client relationships
- Follow firm compliance and supervisory procedures
Practice Flexibility
- Operate remotely within approved jurisdictions
- Develop your own professional market and client base
- Use asset-based or approved flat-fee arrangements
- Maintain eligible independent insurance production
- Work with available custodial and portfolio resources
- Access practice-development and professional support
- Build long-term value in client relationships
A Straightforward Independent-Adviser Structure.
Fiduciary CM® is designed to support advisers at different stages of practice development without imposing minimum production or assets-under-management requirements.
Advisory Payout
Eligible advisory business under the applicable Investment Adviser Representative agreement.
Insurance Payout
Eligible independent insurance production through approved arrangements.
Production Minimum
No traditional minimum production requirement.
AUM Minimum
No minimum assets-under-management threshold.
Support Designed to Help You Serve Clients and Build Responsibly.
Available resources depend on role, jurisdiction, experience and the needs of the professional’s practice.
Compliance & Supervision
Policies, marketing review, required disclosures, professional guidance and supervisory support.
Custodial Resources
Access to approved custodial and investment platforms based on practice and client requirements.
Portfolio Support
Investment research, portfolio resources and available portfolio-management relationships.
Financial Planning
Resources for retirement planning, income analysis, risk management and broader planning conversations.
Practice Development
Educational materials, client-meeting concepts, training and compliant business-development resources.
Professional Identity
Personal Fiduciary CM® web presence, professional profile and approved marketing support.
Experienced Professionals Committed to Clients and Ethical Growth.
Fiduciary CM® seeks professionals who want independence while understanding the importance of fiduciary duty, compliance, communication and consistent client service.
Professionals We May Consider
- Experienced Investment Adviser Representatives
- Advisers with strong ethics and client-retention histories
- Professionals transitioning from broker-dealers or wirehouses
- Advisers leaving traditional RIA environments
- Insurance professionals pursuing advisory capabilities
- Professionals focused on long-term practice development
- Individuals comfortable operating remotely
- Professionals seeking long-term independence
Selective Growth—Not Indiscriminate Recruiting.
Fiduciary CM® evaluates professional background, regulatory history, business practices, experience, communication and alignment with the firm’s fiduciary culture.
Affiliation is not automatic and remains subject to firm and applicable regulatory approval.
The Appropriate Path Depends on the Professional Role.
Fiduciary CM® Compliance reviews licensing, examination, waiver and registration requirements based on each individual’s role, credentials, location and intended activities.
Experienced IARs
Existing Investment Adviser Representatives are reviewed for registration history, qualifications, regulatory disclosures and applicable requirements.
Series 65 Candidates
Qualified professionals may be considered while preparing for the Series 65 examination, subject to an appropriate testing and registration timeline.
Waivers & Other Qualifications
Certain professional designations or securities qualifications may satisfy examination requirements where permitted by the applicable jurisdiction.
A Professional Review From Introduction Through Approval.
No advisory, insurance or referral activity may be conducted on behalf of Fiduciary CM® until applicable agreements, registrations and written approvals are complete.
Confidential Discussion
Discuss your background, current practice and professional goals.
Resume & Background
Provide requested professional, licensing and regulatory information.
Practice Review
Review your business model, clients, services and transition needs.
Agreements & Registration
Complete applicable agreements, disclosures and registrations.
Onboarding
Complete training, technology access and professional setup.
Explore Your Options Privately.
We understand that advisers and financial professionals often need to evaluate a possible transition before discussing it with their current firm, clients or colleagues.
Initial discussions with Fiduciary CM® are exploratory and handled discreetly. A conversation does not obligate either party to move forward.
Schedule a Confidential Conversation →A Preliminary Conversation May Cover:
- Your current professional structure
- Client and practice transition considerations
- Licensing and registration requirements
- Compensation and fee arrangements
- Insurance and advisory integration
- Technology and custodial needs
- Your long-term professional objectives
Consider Your Next Long-Term Professional Home.
Schedule a confidential conversation with Paul McIntyre or send your resume or CV to Fiduciary CM® Compliance for consideration.
Fiduciary Capital Management LLC is registered with the U.S. Securities and Exchange Commission as an investment adviser. Registration does not imply a particular level of skill or training.
Professional opportunities, compensation, licensing, registration, insurance activities and affiliation terms are subject to applicable written agreements, regulatory requirements, background review and formal approval by Fiduciary Capital Management LLC. Information presented on this page is a general description and does not constitute an employment offer, guarantee of affiliation or guarantee of compensation.
Investment Adviser Representatives are generally independent contractors unless otherwise agreed in writing. Insurance products are offered through appropriately licensed independent insurance agencies and are not offered through Fiduciary Capital Management LLC. Strategic Consultants and referral partners are not authorized to provide investment advice unless separately qualified, registered and approved to act in that capacity.