Build Your Practice. Keep Your Independence.
Investment Adviser Representative — 100% Remote
Fiduciary Capital Management LLC, doing business as Fiduciary CM®, is an SEC-registered investment adviser built for financial professionals who want more than a traditional payout grid. Build, control, and grow your own advisory practice within a professional fiduciary platform.
Own your relationships. Control your practice.
We are selectively expanding and seeking Investment Adviser Representatives who are prepared to operate within a professional fiduciary platform designed to support growth without sacrificing independence.
Fiduciary CM® is built around the adviser’s business—not production quotas. We believe advisers should control their client relationships, practice design, service model, and long-term growth trajectory while operating within a disciplined and compliant fiduciary environment.
This is a remote opportunity for motivated professionals who want to build or expand an independent private advisory practice.
Build, manage, and retain your advisory relationships.
Fiduciary CM® provides marketing programs designed to help advisers identify prospects and develop new client relationships. We also provide ongoing training and support for opening, managing, and servicing advisory accounts.
Develop Client Relationships
Acquire, cultivate, and expand new advisory client relationships.
Provide Advisory Services
Deliver investment-advisory services under the firm’s fiduciary framework.
Deliver Financial Planning
Provide financial and retirement-planning services based on client needs.
Oversee Portfolios
Manage or oversee advisory client portfolios within the approved service model.
Retain and Service Clients
Maintain ongoing communication, reviews, and professional client service.
Maintain Documentation
Maintain appropriate client, advisory, and compliance records.
Participate in Training
Participate in firm training, professional-development, and compliance programs.
Build Enterprise Value
Develop a transferable practice with lasting long-term value.
Strong economics designed for independent advisers.
Our compensation structure is designed to allow advisers to retain a substantial portion of the revenue generated by their practices.
Advisory Revenue—for Life
Standard 90% payout on eligible advisory revenue under the applicable Investment Adviser Representative Agreement.
Eligible Insurance Production
Retain 100% of eligible insurance production through your selected insurance agencies, carriers, and independent marketing organizations.
Production and AUM Minimums
No minimum production requirement and no minimum assets-under-management requirement for approved advisers.
Maintain your insurance business on your terms.
Advisers may maintain and retain 100% of eligible insurance production outside their advisory activities, subject to applicable firm policies and regulatory requirements.
You may work with your choice of independent marketing organizations and insurance companies. Fiduciary CM® does not require advisers to use a proprietary insurance platform.
Resources to help you build and operate your practice.
Advisers receive access to ongoing training, specialist resources, and professional support designed to assist with client acquisition, account servicing, planning, and fiduciary practice management.
New-Account Support
Training and assistance with account opening, documentation, onboarding, and ongoing servicing.
Financial Planning
Resources for financial planning, retirement planning, and retirement-income conversations.
Practice Development
Professional resources designed to help advisers organize, develop, and expand their practices.
Marketing Programs
Programs and materials designed to help advisers identify prospects and develop client relationships.
Private-Market Education
Education regarding private markets, alternative investments, and specialized client opportunities.
Investment Resources
Access to investment research, portfolio resources, and approved portfolio-management support.
Compliance Training
Ongoing training concerning fiduciary obligations, advertising, documentation, and professional conduct.
Nationwide Specialists
Training and educational support from specialists located throughout the United States.
Multiple platform options for different client needs.
Depending on the adviser’s practice, client needs, account type, eligibility, contractual arrangements, and firm approval, available platforms may include:
Platform availability is subject to Fiduciary CM® approval, applicable agreements, client and account eligibility, regulatory requirements, and each custodian’s acceptance policies.
Applicants must possess or obtain an appropriate qualification.
- Series 65
- Series 66 together with any other required qualifying registration
- CFP® certification
- CFA® designation
- Willingness and ability to obtain the required qualification within 30 days
Registration, examination, and qualification requirements vary by jurisdiction and remain subject to applicable federal and state requirements.
Designed for entrepreneurial, compliance-minded professionals.
- Want to build and control their own advisory practices
- Value independence and strong long-term economics
- Are comfortable developing new client relationships
- Want access to multiple custodial and investment platforms
- Prefer a fiduciary environment without traditional production quotas
- Are committed to professional compliance and documentation standards
- Want to build a transferable practice with lasting enterprise value
Location
100% RemoteWork from anywhere within the United States, subject to applicable registration requirements, state approval, firm approval, and supervisory procedures.
Estimated Annual Compensation
$50,000–$500,000+Compensation is production-based and depends on advisory assets, client fees, eligible insurance activity, client development, and the adviser’s overall business results. The stated range is an estimate and is not guaranteed.
Build the practice you want to own.
Schedule a confidential conversation with Paul McIntyre to discuss your experience, current practice, transition goals, licensing, compensation, and whether Fiduciary CM® may be the right long-term professional platform for you.
Fiduciary Capital Management LLC is registered with the U.S. Securities and Exchange Commission as an investment adviser. Registration does not imply a particular level of skill or training.
This page describes a potential independent-contractor affiliation and does not constitute an offer of employment, a guarantee of affiliation, a guarantee of compensation, or a guarantee that any assets or client relationships will transition successfully.
Compensation, transition incentives, lifetime payout terms, insurance arrangements, custodial access, fees, registrations, and professional activities are subject to qualification, background review, regulatory requirements, firm approval, client and asset eligibility, applicable agreements, and the final Investment Adviser Representative Agreement.
The 95% transition payout is available only to qualifying advisers who successfully transition at least $10 million in eligible advisory assets and satisfy all applicable program conditions. The 90% payout thereafter is subject to the terms and continuing effectiveness of the applicable representative agreement.
Insurance products are offered through appropriately licensed independent insurance agencies and are not offered through Fiduciary Capital Management LLC. Insurance activities remain subject to applicable licensing, disclosure, outside-business-activity, and compliance requirements.
Fiduciary Capital Management LLC is an equal-opportunity firm.