Fiduciary CM® Portfolio Management

Model Separately Managed Accounts

Objective, rules-based investment strategies designed to combine institutional portfolio discipline with transparent, cost-conscious implementation.

Separately Managed Accounts Liquid ETF Implementation Objective Risk Framework Professional Oversight

Portfolio Solutions

A Disciplined Framework for Changing Markets

Fiduciary Capital Management’s model SMA strategies are built around clearly defined objectives, repeatable portfolio rules, and ongoing risk oversight. Each strategy is implemented in an individually owned account, providing transparency into holdings and activity.

The models use objective financial-condition and market-trend indicators to guide portfolio exposure. They are designed to reduce dependence on forecasts and emotional decision-making while remaining aligned with the strategy’s stated investment objective.

Available Strategies

Explore Our Model SMAs

Review each strategy’s objective, construction, investment process, and material risks in the corresponding fact sheet.

Income & Total Return

Innovative Income Strategy

Diversifying the Sources of Income and Return

Seeks to generate income and total return through a diversified mix of traditional fixed income, equity options, commodity options, and MLP/REIT exposure.

Vehicle Separately Managed Account
Income Sources Four Diversified Sleeves
Risk Framework Objective, Rules-Based
Implementation Low-Cost, Liquid ETFs
  • Broadens the sources of portfolio income beyond bond credit and duration.
  • Uses liquidity and trend signals to adjust individual exposures.
  • Seeks to preserve capital and support long-term compounding.
View PDF Fact Sheet Discuss This Strategy

Growth & Risk Management

Dynamic Beta Strategy

Adaptive Allocation Across Equities and Fixed Income

Seeks to participate in equity-market growth while actively managing downside risk through dynamic allocation between equities and fixed income.

Vehicle Separately Managed Account
Core Assets Equities + Fixed Income
Risk Framework Objective, Rules-Based
Implementation Low-Cost, Liquid ETFs
  • Adjusts portfolio exposure rather than relying on a static stock/bond mix.
  • Uses liquidity and trend signals to guide the portfolio’s risk level.
  • Seeks to reduce downside exposure as conditions deteriorate.
View PDF Fact Sheet Discuss This Strategy

Shared Investment Principles

Institutional Discipline, Transparently Applied

Fiduciary Focus

Managed within a fiduciary framework focused on client objectives and transparent implementation.

Objective Process

Repeatable rules are designed to reduce reliance on forecasts, emotion, and short-term headlines.

Risk Management

Portfolio exposure can change as objective financial-condition and market-trend signals change.

Cost Awareness

Strategies use liquid, cost-conscious ETF implementation across appropriate market segments.

Investment Leadership

James Barrineau

jbarrineau@fiduciarycm.com

Chief Investment Officer

James Barrineau brings more than 30 years of investment experience, including service as Global Head of Emerging Market Debt Strategy at Schroders, Senior Portfolio Manager at Ice Canyon Hedge Fund, and Senior Debt Strategist at AllianceBernstein. He has also consulted to RIAs and family offices.

“The objective is to bring institutional investment discipline to a transparent, repeatable portfolio-management process built for today’s markets.”

Start a Conversation

Which Strategy May Be Appropriate for You?

An FCM advisor can help you evaluate each strategy’s objective, portfolio role, material risks, fees, eligibility requirements, and relationship to your broader financial plan.

Find a Fiduciary

Important Information. This page is provided for informational and educational purposes only and does not constitute personalized investment advice, a recommendation, or an offer to buy or sell any security. The strategies shown are offered as separately managed accounts through Fiduciary Capital Management LLC. Account minimums, management fees, eligibility requirements, investment authority, and advisory services are described in the applicable advisory agreement and Form ADV Part 2A, which should be reviewed carefully before investing. All investing involves risk, including possible loss of principal. The strategies may invest in ETFs, equity and fixed-income instruments, options, commodities, MLPs, and REITs and may be subject to market, credit, interest-rate, liquidity, options, real-asset, tax, and structural risks. Rules-based, tactical, or trend-following processes may underperform in choppy or rapidly reversing markets and may not protect against loss. Risk-management techniques cannot eliminate risk or assure participation in market gains. Diversification does not ensure a profit or protect against loss. Past performance is not indicative of future results, and there is no guarantee that any strategy will achieve its investment objective. This material is not a solicitation in any jurisdiction where Fiduciary Capital Management LLC is not registered or exempt from registration. Consult your financial professional and review all applicable advisory documents before investing.